Product risk parameters daily monitoring and periodic reports.
Familiar with Bloomberg AIM CMGR related functions.
Monitor and assess compliance with applicable laws, regulations, and internal policies related to asset management.
Conduct regular compliance reviews and audits of investment activities.
Develop, implement, and maintain compliance policies and procedures.
Provide compliance training and support to staff and management.
Liaise with regulatory bodies and respond to inquiries as needed.
Assist in the preparation of compliance reports for senior management and the board.
Stay updated on changes in regulations and industry best practices.
University Degree in any discipline with strong academic results.
2-4 years of relevant work experience.
CFA FRM exam passed preferred. ESG related test passed preferred.
Meticulous, with an eye for detail and able to multi-task and thrive in a fast-paced work environment. Hard worker and “start-up” mentality is a must. Continual learning is highly preferred.
Proficiency in Chinese language is preferred.
We offer an attractive remuneration package and fringe benefits to the right candidate. Interested applicants please send detailed resume stating present and expected salaries, as well as date of availability, by clicking "Apply" or by sending it to recruitment@gtjas.com.hk.
(Data collected will be kept strictly confidential and used for recruitment purpose only.)
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